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City of Hartford Independent Registered Municipal Advisor Exemption Notice

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To Whom It May Concern:

The City of Hartford, CT has retained Broad Street Capital as its independent registered municipal advisor.  Financial services firms may rely on this certification for purposes of qualifying for the so-called IRMA exemption afforded by SEC Rule 15Ba1-1(d)(3)(vi) and the Securities Exchange Act of 1934, as amended.

The City of Hartford is represented by and will rely on its municipal advisor to provide advice on proposals from financial services firms concerning the issuance of municipal securities and municipal financial products.  The individual(s) listed below are the retained team at the municipal advisor, and the City of Hartford agrees to provide you with notice of any changes to this team going forward so you can verify their continuing independence from Broad Street Capital 

This Certificate may be relied upon until 12/31/18 or otherwise withdrawn by us."

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